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  3. SRA Handbook
  4. v6
  5. Authorisation and Practising Requirements
  6. Training Provider Regulations
  7. Training establishments
  8. Application
  • Introduction
  • Principles
    • Interpretation [8]
    • Transitional provisions [7]
    • Principles - application provisions [3-6]
    • Principles [1-2]
    • Preamble
  • Code of Conduct
    • Application, waivers and interpretation [13-15]
    • You and others [11-12]
    • You and your regulator [10]
    • You and your business [7-9]
    • You and your client [1-6]
    • Introduction to the Code of Conduct
  • Accounts Rules
    • Overseas practice [47-52]
    • Accountants' reports [32-46]
    • Monitoring and investigation by the SRA [31]
    • Accounting systems and records [26-30]
    • Interest [22-25]
    • Client money and operation of a client account [13-21]
    • General [1-12]
    • Introduction
    • Transitional provisions [deleted]
    • Preamble
  • Authorisation and Practising Requirements
    • Practising Regulations
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    • Practice Framework Rules
    • QASA Notification Regulations
    • Suitability Test
    • HRA Regulations
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    • Admission Regulations
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    • Training Provider Regulations
      • Waiver, forms and fees [18-19]
      • PSC providers [17]
      • Supervisors of trainees [16]
      • Training principals [15]
      • Training establishments [3-14]
        • Monitoring of training contracts and SRA powers [14]
        • Absences from work of trainees [13]
        • Modular training contracts [12]
        • Secondment of trainee solicitors [11]
        • Training of trainee solicitors [10]
        • Induction of trainees [9]
        • Appointment of training principal [8]
        • Recognition of previous experience [7]
        • Responsibilities of training establishments [6]
        • Commencement, registration and termination of a training contract [5]
        • Taking of trainees [4]
        • Application [3]
        • Authorisation to take trainee solicitors [2]
        • Interpretation [1]
        • Introduction to the Training Regulations Part 2 - Training Provider Regulations
      • Qualification Regulations
      • Keeping of the Roll Regulations
    • Client Protection
      • Intervention Powers (Statutory Trust) Rules
      • Compensation Fund Rules
      • Indemnity Rules
      • Indemnity Enactment Rules
      • Indemnity Insurance Rules
    • Discipline and Costs Recovery
      • Cost of Investigations Regulations
      • Disciplinary Procedure Rules
    • Specialist Services
      • SRA Insolvency Practice Rules
      • European Cross-border Practice Rules
      • Financial Services (Conduct of Business) Rules
      • Financial Services (Scope) Rules
      • Property Selling Rules
    • Glossary
      • General [1-3]
      • Introduction and Preamble

    The SRA Handbook is no longer in effect. It was replaced by the SRA Standards and Regulations on 25 November 2019.

    SRA Handbook

    • Content
    • History

    Application

    Back to version 21

    Version 6 of the Handbook was published on 01/01/2013. For more information, please click 'History' Above

    Regulation 3: Application

    3.1

    Regulations 3-14 apply to training establishments, and "you" and "your" should be construed accordingly.

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